Wisconsin law
Securities & Finance Laws in Wisconsin.
Wisconsin securities are regulated by the Department of Financial Institutions, Division of Securities, under Wis. Stat. ch. 551 (Wisconsin Uniform Securities Law). Wisconsin is home to several major financial-services headquarters — Northwestern Mutual (Milwaukee), American Family Insurance (Madison), and U.S. Bank's Wisconsin operations — and to a substantial banking and insurance practice.
Last verified: 2026-04-20
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State law
Key Wisconsin Statutes
Wisconsin's enactment of the Uniform Securities Act — governs registration of securities, broker-dealers, and investment advisers.
State law
Official Sources
Not Legal Advice
This page summarizes publicly available statutes and rules for informational purposes only. It does not constitute legal advice, and no attorney-client relationship is created by viewing this content. Laws change — always verify with the primary source or consult a licensed attorney in Wisconsin.
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